James SmithCRD Number: 4523777
Current Firm: Benjamin F. Edwards & Company, Incorporated
James Smith (CRD# 4523777) is an Investment Advisor Representative working at Benjamin F. Edwards & Company, Incorporated in Saint Louis, MO and has over 15 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Benjamin F Edwards & Co||Rome, GA||Oct 2015 - Current||2|
|Wells Fargo Advisors LLC||Rome, GA||May 2009 - Oct 2015||6|
|Wachovia Securities, LLC||Rome, GA||Jan 2008 - May 2009||1|
|A.g. Edwards||Rome, GA||Apr 2002 - Jan 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S66||NASAA Uniform Combined State Law Examination||Jun 2005|
Total Assets Under Management4,221MILLIONS
Total Number of Accounts17,796ACCOUNTS
Average Account Value$237,214
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops