James Steiner, financial advisor Saint Louis MO

James Steiner

CRD Number: 6146241
Current Firm: Mosaic Family Wealth

James Steiner (CRD# 6146241) is an Investment Advisor Representative working at Mosaic Family Wealth in Saint Louis, MO and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Mosaic Family Wealth Partners, LLC St. Louis, MO Jan 2022 - Current 2
Mosaic Family Wealth, LLC St. Louis, MO Feb 2015 - Dec 2021 6
Purshe Kaplan Sterling Investments Albany, NY Feb 2017 - Dec 2019 2
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Feb 2015 < 1
Morgan Stanley Chesterfield, MO Dec 2012 - Feb 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for James R. Steiner
Phone Number: 314-627-5220
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    1,244
    MILLIONS
  • Total Number of Accounts
    3,264
    ACCOUNTS
  • Average Account Value
    $381,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, IA, IL, KS, LA, MI, MO, NC, NV, NY, OH, OR, TX, WA, WI

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