James SteinerCRD Number: 6146241
Current Firm: Mosaic Family Wealth, LLC
James Steiner (CRD# 6146241) is an Investment Advisor Representative working at Mosaic Family Wealth, LLC in Saint Louis, MO and has over 4 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Mosaic Family Wealth, LLC||St. Louis, MO||Feb 2015 - Current||2|
|Ash Brokerage||Fort Wayne, IN||Feb 2015 - Current||2|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Feb 2015||< 1|
|Morgan Stanley||Chesterfield, MO||Dec 2012 - Feb 2015||2|
|Retired||Saint Louis, MO||Jan 2012 - Dec 2012||< 1|
|Creative Artists Agency||Clayton, MO||May 2006 - Dec 2011||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Total Assets Under Management361MILLIONS
Total Number of Accounts1,533ACCOUNTS
Average Account Value$235,486
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, LA, MO, TX