James Winkelmann, financial advisor Saint Louis MO
78 score

James Winkelmann

CRD Number: 1021523
Current Firm: Blue Ocean Portfolios, LLC

James Winkelmann (CRD# 1021523) is an Investment Advisor Representative working at Blue Ocean Portfolios, LLC in Saint Louis, MO and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
23 Glen Abbey Partners, LLC St. Louis, MO Jan 2010 - Current 7
Blue Ocean Portfolios, LLC St. Louis, MO Aug 2009 - Current 8
Longrow Holdings, Inc. St. Louis, MO Sep 2002 - Current 15
Huntleigh Financial Svcs St Louis, MO Apr 2000 - Current 17
Longrow Insurance Agency, Inc. St. Louis, MO Jan 1989 - Current 28
Huntleigh Capital Management, Inc. St. Louis, MO Jun 1988 - Current 29
Blue Ocean Atm, LLC St. Louis, MO Jan 2005 - Apr 2014 9
Why Climb Mountains, LLC St. Louis, MO Apr 2010 - Feb 2014 3
Carthage Intellectual Capital Management, LLC Chesterfield, MO Oct 2011 - Jan 2013 1
Blue Ocean Management Company, LLC Chesterfield, MO Jun 2010 - Aug 2012 2
The South Butt, LLC St. Louis, MO Mar 2007 - Apr 2011 4
Moses.com Securities, Inc. St Louis, MO Nov 1987 - Dec 2009 22
Huntleigh Fund Distributors, Inc. St. Louis, MO Nov 1987 - Dec 2009 22
Hfi Securities, Inc. St Louis, MO Dec 2000 - Dec 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1981
S66 NASAA Uniform Combined State Law Examination Jul 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for James A. Winkelmann
Phone Number: 314-997-7400
Registered State(s):
  • IL
  • TX
  • MO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States


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