Joan MalloyCRD Number: 1988029
Current Firm: Greenway Family Office, LLC
Joan Malloy (CRD# 1988029) is an Investment Advisor Representative working at Greenway Family Office, LLC in Saint Louis, MO and has over 20 years of experience in the finance industry. Joan Malloy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Visionary Wealth Advisers||St. Louis, MO||Nov 2015 - Current||2|
|Managing Director||St Louis, MO||Jul 2015 - Current||2|
|Greenway Family Office (153070)||St. Louis, MO||Feb 2010 - Current||8|
|The Malloy Group, LLC||St. Louis, MO||Sep 2009 - Current||8|
|St. Louis Advisors, Inc.||St. Louis, MO||Jun 2002 - Sep 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||Mar 1998|
Total Assets Under Management353MILLIONS
Total Number of Accounts646ACCOUNTS
Average Account Value$546,819
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, IL, IN, MO, TX