John WobbeCRD Number: 3114376
Current Firm: Confluence Investment Management LLC
John Wobbe (CRD# 3114376) is an Investment Advisor Representative working at Confluence Investment Management LLC in Saint Louis, MO and has over 18 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Confluence Investment Management LLC||Saint Louis, MO||Aug 2008 - Current||9|
|Gallatin Asset Management, Inc.||St. Louis, MO||Oct 2005 - Jul 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Sep 2006|
Total Assets Under Management3,882MILLIONS
Total Number of Accounts10,239ACCOUNTS
Average Account Value$379,156
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV