Katherine MooneyCRD Number: 5961053
Current Firm: Wells Fargo Clearing Services, LLC
Katherine Mooney (CRD# 5961053) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Saint Louis, MO and has over 5 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Wells Fargo Clearing Services, LLC||St. Louis, MO||Nov 2016 - Current||1|
|Wells Fargo Advisors, LLC||St. Louis, MO||Mar 2011 - Nov 2016||5|
|Wells Fargo Advisors- Contractor||St Louis, MO||Jun 2010 - Mar 2011||< 1|
|College Of William And Mary||Williamsburg, VA||Sep 2006 - May 2010||3|
|Camp Alleghany||Lewisburg, WV||May 2008 - Aug 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)