Kathleen ThomasCRD Number: 5434080
Current Firm: Stifel, Nicolaus & Company, Incorporated
Kathleen Thomas (CRD# 5434080) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 4 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Stifel Nicolaus||St. Louis, MO||Dec 2011 - Current||6|
|Missouri State University||Springfield, MO||Aug 2009 - Dec 2011||2|
|Stifel Nicolaus||St. Louis, MO||Oct 2007 - Nov 2011||4|
|Missouri Statue University||Springfield, MO||Oct 2010 - May 2011||< 1|
|St. Louis Community College||Wildwood, MO||Aug 2007 - May 2009||1|
|Dollar Shop||Pacific, MO||May 2007 - May 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Total Assets Under Management53,887MILLIONS
Total Number of Accounts141,170ACCOUNTS
Average Account Value$381,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY