Mark RalfsCRD Number: 4591244
Current Firm: Bmo Harris Financial Advisors, Inc.
Mark Ralfs (CRD# 4591244) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Saint Louis, MO and has over 13 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Bmo Harris Financial Advisors||St Louis, MO||Mar 2013 - Current||3|
|Bmo Private Bank||St. Louis, MO||Sep 2012 - Current||4|
|Enterprise Bank & Trust||St. Louis, MO||Feb 2012 - Sep 2012||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Clayton, MO||Oct 2009 - Feb 2012||2|
|Bank Of America, N.a.||Clayton, MO||Aug 2004 - Feb 2012||7|
|Banc Of America Investment Services, Inc.||Clayton, MO||Aug 2004 - Oct 2009||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management11,801MILLIONS
Total Number of Accounts119,705ACCOUNTS
Average Account Value$98,584
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV