Mark ThompsonCRD Number: 2975026
Current Firm: Saxony Capital Management, LLC
Mark Thompson (CRD# 2975026) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Saint Louis, MO and has over 17 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Patrick Capital Markets, LLC||St. Louis, MO||Apr 2012 - Current||5|
|Saxony Capital Management, LLC||St. Louis, MO||Nov 2006 - Current||11|
|Saxony Securities||Saint Louis, MO||Jun 2003 - Current||14|
|Rudis Capital Management||St. Louis, MO||Jan 2014 - Nov 2014||< 1|
|Cornerstone Select Advisors, LLC||St. Louis, MO||Apr 2007 - Oct 2009||2|
|Saxony Capital Management||St. Louis, MO||Apr 2004 - Nov 2006||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2004|
|S63||Uniform Securities State Law Examination||Jun 2000|
Total Assets Under Management185MILLIONS
Total Number of Accounts508ACCOUNTS
Average Account Value$363,273
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, HI, IL, MA, MI, MO, MT, NE, NH, NJ, NY, OH, PA, TX, WI