Mark Thompson, financial advisor Saint Louis MO
93 score

Mark Thompson

CRD Number: 2975026
Current Firm: Saxony Capital Management, LLC

Mark Thompson (CRD# 2975026) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Saint Louis, MO and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Patrick Capital Markets, LLC St. Louis, MO Apr 2012 - Current 4
Saxony Capital Management, LLC St. Louis, MO Nov 2006 - Current 10
Saxony Securities Saint Louis, MO Jun 2003 - Current 13
Rudis Capital Management St. Louis, MO Jan 2014 - Nov 2014 < 1
Cornerstone Select Advisors, LLC St. Louis, MO Apr 2007 - Oct 2009 2
Saxony Capital Management St. Louis, MO Apr 2004 - Nov 2006 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2004
S63 Uniform Securities State Law Examination Jun 2000
Contact Info for Mark S. Thompson
Phone Number: 314-963-9336
Registered State(s):
  • FL
  • WI
  • MO
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    185
    MILLIONS
  • Total Number of Accounts
    508
    ACCOUNTS
  • Average Account Value
    $363,273
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, HI, IL, MA, MI, MO, MT, NE, NH, NJ, NY, OH, PA, TX, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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