Mary PhelpsCRD Number: 5621127
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mary Phelps (CRD# 5621127) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Louis, MO and has over 9 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Bank Of America, N.a.||St. Louis, MO||Apr 2012 - Current||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Saint Louis, MO||Mar 2012 - Current||5|
|Mass Mutual||Chesterfield, MO||Dec 2008 - Mar 2012||3|
|Mml Investors Services Inc.||Chesterfield, MO||Dec 2008 - Mar 2012||3|
|Unemployed||St. Louis, MO||Aug 2008 - Nov 2008||< 1|
|Macys Midwest||St. Louis, MO||Apr 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV