Maurice YoungCRD Number: 5509802
Current Firm: Wells Fargo Advisors, LLC
Maurice Young (CRD# 5509802) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Saint Louis, MO and has over 8 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|First Clearing, LLC||St Louis, MO||Jul 2014 - Current||3|
|Wells Fargo Advisors, LLC||St Louis, MO||Feb 2012 - Jul 2014||2|
|Unemployed||Saint Louis, MO||Oct 2011 - Feb 2012||< 1|
|Edward Jones||Saint Louis, MO||Mar 2008 - Oct 2011||3|
|Unemployed & In School(fontbonne University) Full Time||Saint Louis, MO||Sep 2007 - Mar 2008||< 1|
|Western Union||Saint Louis, MO||Sep 2003 - Sep 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV