Michael Pompian (CRD# 1827742) is an Investment Advisor Representative working at Sunpointe Investments in Saint Louis, MO and has over 35 years of experience in the finance industry. Michael Pompian has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1018380
Cutter & Company, Inc.
CRD# 6306558
Toberman Becker Wealth, LLC
CRD# 5259774
Moneta Group Investment Advisors, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sunpointe, LLC | Clayton, MO | Feb 2016 - Current | 8 |
| Mercer Investment Consulting | St. Louis, MO | Jan 2011 - Jan 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1988 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2004 |
- FL
- MO
- TX
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Total Assets Under Management369MILLIONS
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Total Number of Accounts568ACCOUNTS
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Average Account Value$649,762
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CT, FL, MA, ME, MI, MO, NH, PA, TX
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