Michael SommersCRD Number: 4602384
Current Firm: H.d. Vest Advisory Services, Inc.
Michael Sommers (CRD# 4602384) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Saint Louis, MO and has over 15 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Sommers Vacations LLC||Irving, TX||Nov 2017 - Current||< 1|
|H D Vest Insurance Agency Inc.||Irving, TX||Dec 2016 - Current||1|
|H D Vest Investment Services||St Louis, MO||Dec 2010 - Current||7|
|H D Vest Insurance Agency||St Louis, MO||Dec 2010 - Current||7|
|H.d. Vest Advisory Services||St. Louis, MO||Dec 2010 - Current||7|
|Michael J. Sommers & Assoc. Pc||St. Louis, MO||Jan 1988 - Current||30|
|Adk Wealth Advisors||Creve Coeur, MO||Jan 2007 - Dec 2010||3|
|Linsco / Private Ledger||Creve Coeur, MO||Apr 2003 - Dec 2010||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management12,278MILLIONS
Total Number of Accounts56,222ACCOUNTS
Average Account Value$218,381
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY