Nicole RichardCRD Number: 5339908
Current Firm: Wells Fargo Advisors Financial Network, LLC
Nicole Richard (CRD# 5339908) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Saint Louis, MO and has over 3 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Wells Fargo Clearing Services LLC||St Louis, MO||Jan 2017 - Current||1|
|Stifel Nicolaus||St. Louis, MO||Jan 2011 - Jan 2017||6|
|Brian & Jennifer Umali||O Fallon, IL||Jun 2009 - Jan 2011||1|
|Unemployed||O Fallon, IL||Feb 2009 - Jun 2009||< 1|
|Waylon Advertising||St. Louis, MO||Aug 2007 - Feb 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Total Assets Under Management42,504MILLIONS
Total Number of Accounts142,401ACCOUNTS
Average Account Value$298,482
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY