Nicole RichardCRD Number: 5339908
Current Firm: Stifel, Nicolaus & Company, Incorporated
Nicole Richard (CRD# 5339908) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 3 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Stifel Nicolaus||St. Louis, MO||Jan 2011 - Current||6|
|Brian & Jennifer Umali||O Fallon, IL||Jun 2009 - Jan 2011||1|
|Unemployed||O Fallon, IL||Feb 2009 - Jun 2009||< 1|
|Waylon Advertising||St. Louis, MO||Aug 2007 - Feb 2009||1|
|Stifel Nicolaus||St. Louis, MO||May 2007 - Aug 2007||< 1|
|Mckendree University||Lebanon, IL||Aug 2002 - May 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV