Richard EckenrodtCRD Number: 1040697
Current Firm: Huntleigh Advisors, Inc.
Richard Eckenrodt (CRD# 1040697) is an Investment Advisor Representative working at Huntleigh Advisors, Inc. in Saint Louis, MO and has over 15 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Huntleigh Securities Corporation||St. Louis, MO||Aug 2006 - Current||11|
|Pearl Street Capital, LLC||Clayton, MO||Aug 2004 - Aug 2006||2|
|Lewis & Clark Advisors, LLC||St. Louis, MO||Sep 2002 - Aug 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2002|
|S65||NASAA Investment Advisors Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management179MILLIONS
Total Number of Accounts700ACCOUNTS
Average Account Value$255,171
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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