Roger KochCRD Number: 1007058
Current Firm: Msi Financial Services, Inc.
Roger Koch (CRD# 1007058) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Saint Louis, MO and has over 11 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Metlife Securities Inc.||Creve Coeur, MO||Nov 2012 - Current||3|
|Pruco Securities LLC||St. Louis, MO||Sep 2005 - Nov 2012||7|
|Prudential Insurance Co Of Amer.||St. Louis, MO||Sep 2005 - Nov 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2005|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV