Scott Smith, financial advisor Saint Louis MO
93 score

Scott Smith

CRD Number: 5540307
Current Firm: Wells Fargo Advisors, LLC

Scott Smith (CRD# 5540307) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Saint Louis, MO and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC St. Louis, MO Sep 2010 - Current 6
Unemployed St. Louis, MO Apr 2010 - Sep 2010 < 1
Northwestern Mutual Investment Services, LLC St Louis, MO Sep 2009 - Apr 2010 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2008 - Apr 2010 1
University Of Missouri Columbia, MO Sep 2005 - May 2009 3
Gnc Columbia, MO Oct 2006 - May 2008 1
Midwest Valet Parking St Louis, MO Dec 2007 - Jan 2008 < 1
Consort Homes Ofallon, MO May 2007 - Aug 2007 < 1
Pro Pool Lifeguard And Services St Charles, MO May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2010
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Scott J. Smith
Phone Number: 314-875-3000
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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