Shawn Smith, financial advisor Saint Louis MO

Shawn Smith

CRD Number: 1640168
Current Firm: Cetera Advisors LLC

Shawn Smith (CRD# 1640168) is an Investment Advisor Representative working at Cetera Advisors LLC in Saint Louis, MO and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Denver, CO Nov 2014 - Current 6
Woodbury Financial Services Inc. St Louis, MO Apr 2009 - Nov 2014 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

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Contact Info for Shawn D. Smith
By the Numbers
  • Total Assets Under Management
    15,071
    MILLIONS
  • Total Number of Accounts
    58,946
    ACCOUNTS
  • Average Account Value
    $255,680
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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