Stephen MathiasCRD Number: 1810290
Current Firm: Royal Alliance Associates, Inc.
Stephen Mathias (CRD# 1810290) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Saint Louis, MO and has over 29 years of experience in the finance industry. Stephen Mathias has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Royal Alliance Associates, Inc.||Creve Coeur, MO||Nov 1989 - Current||27|
|S. Mathias & Company Inc.||St. Louis, MO||May 1986 - Current||31|
|St. Charles Community College||St. Charles, MO||Jan 2006 - Aug 2006||< 1|
|St Louis Community College||St Louis, MO||Jan 1980 - Aug 2006||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1988|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV