Steven BiggsCRD Number: 4604413
Current Firm: Wells Fargo Advisors, LLC
Steven Biggs (CRD# 4604413) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Saint Louis, MO and has over 15 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Wells Fargo Advisors, LLC||St. Louis, MO||Dec 2012 - Current||5|
|Jay Nixon For Governor||St Louis, MO||May 2012 - Nov 2012||< 1|
|Wells Fargo Advisors LLC||St. Louis, MO||Feb 2010 - May 2012||2|
|Macy's||Chesterfield, MO||Nov 2008 - Feb 2010||1|
|Self-employed||St. Louis, MO||Sep 2008 - Nov 2008||< 1|
|Axa Advisors, LLC||Clayton, MO||Jan 2007 - Sep 2008||1|
|Thrivent Financial Bank||Eureka, MO||May 2003 - Jan 2007||3|
|Thrivent Financial For Lutherans||Appleton, WI||Nov 2002 - Jan 2007||4|
|Thrivent Investment Management Inc.||Eureka, MO||Oct 2002 - Jan 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||Feb 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV