Steven Farris, financial advisor Saint Louis MO

Steven Farris

CRD Number: 3240243
Current Firm: Aquilant Advisors

Steven Farris (CRD# 3240243) is an Investment Advisor Representative working at Aquilant Advisors in Saint Louis, MO and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Aquilant Town And Country, MO Feb 2016 - Current 8
Cambridge Investment Research Inc. Fairfield, IA Oct 2014 - Current 9
Cambridge Investment Research Advisors Inc. Fairfield, IA Oct 2014 - Current 9
U.s. Bancorp Investments, Inc. Chesterfield, MO Aug 2013 - Oct 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1999
S65 NASAA Investment Advisors Law Examination Aug 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven E. Farris
Phone Number: 314-309-2078
Registered State(s):
  • IL
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    182
    MILLIONS
  • Total Number of Accounts
    651
    ACCOUNTS
  • Average Account Value
    $279,917
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

FL, IL, MO, TX

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