Sui KiuCRD Number: 5928341
Current Firm: Edward Jones
Sui Kiu (CRD# 5928341) is an Investment Advisor Representative working at Edward Jones in Saint Louis, MO and has over 5 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Edward Jones||St Louis, MO||Jun 2012 - Current||5|
|Hiliton Garden Inn||Columbia, MO||Mar 2012 - Jun 2012||< 1|
|Unemployed||Columbia, MO||Feb 2012 - Mar 2012||< 1|
|Extended Travel||Shanghai,||Jan 2012 - Feb 2012||< 1|
|Student||Columbia, MO||Jan 2008 - Dec 2011||3|
|Edward Jones||St Louis, MO||Jun 2011 - Aug 2011||< 1|
|Ramada Inn||Columbia, MO||Mar 2009 - May 2011||2|
|University Of Missouri System||Columbia, MO||Nov 2009 - Aug 2010||< 1|
|Machens Automotive Group(formerly Legend Automotive)||Columbia, MO||Jul 2006 - Jan 2008||1|
|Central Missouri Realestate||Columbia, MO||Jun 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV