Thomas BriggsCRD Number: 1049261
Current Firm: Royal Alliance Associates, Inc.
Thomas Briggs (CRD# 1049261) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Saint Louis, MO and has over 34 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Plaza Advisory Group, Inc.||St. Louis, MO||Jan 2012 - Current||5|
|Royal Alliance Associates, Inc.||St. Louis, MO||Nov 1989 - Current||27|
|Plaza Financial Advisors, Inc.||St. Louis, MO||Jun 1999 - Jan 2012||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2016|
|S63||Uniform Securities State Law Examination||Jun 1982|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV