Thomas BriggsCRD Number: 1049261
Current Firm: Royal Alliance Associates, Inc.
Thomas Briggs (CRD# 1049261) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Saint Louis, MO and has over 35 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Plaza Advisory Group, Inc.||St. Louis, MO||Jan 2012 - Current||5|
|Royal Alliance Associates, Inc.||St. Louis, MO||Nov 1989 - Current||27|
|Plaza Financial Advisors, Inc.||St. Louis, MO||Jun 1999 - Jan 2012||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2016|
|S63||Uniform Securities State Law Examination||Jun 1982|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops