Thomas Dugan, financial advisor Saint Louis MO

Thomas Dugan

CRD Number: 4862325
Current Firm: Confluence Investment Management LLC

Thomas Dugan (CRD# 4862325) is an Investment Advisor Representative working at Confluence Investment Management LLC in Saint Louis, MO and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Confluence Investment Management LLC Saint Louis, MO Aug 2008 - Current 15
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2004
Contact Info for Thomas W. Dugan
Phone Number: 314-743-5090
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    7,201
    MILLIONS
  • Total Number of Accounts
    17,208
    ACCOUNTS
  • Average Account Value
    $418,464
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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