Thomas GoldbergCRD Number: 872928
Current Firm: Plancorp, LLC
Thomas Goldberg (CRD# 872928) is an Investment Advisor Representative working at Plancorp, LLC in Saint Louis, MO and has over 21 years of experience in the finance industry. Thomas Goldberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Plancorp, Llc (fka Plancorp, Inc.)||Saint Louis, MO||Jul 2001 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1995|
|S65||NASAA Investment Advisors Law Examination||Nov 2001|
Total Assets Under Management3,026MILLIONS
Total Number of Accounts5,624ACCOUNTS
Average Account Value$538,072
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MA, MD, MN, MO, MS, NH, NM, NY, OH, SC, TN, TX, WA