Thomas ValenzaCRD Number: 6158349
Current Firm: Stifel, Nicolaus & Company, Incorporated
Thomas Valenza (CRD# 6158349) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 5 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Stifel Nicolaus & Co Inc.||St. Louis, MO||Nov 2016 - Current||1|
|Mannino's Market||Cottleville, MO||Mar 2006 - Current||12|
|Wells Fargo Advisors||St. Louis, MO||Nov 2013 - Nov 2016||3|
|Abernathy Capital Management||St. Louis, MO||Aug 2013 - Oct 2013||< 1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2013 - Aug 2013||< 1|
|Axius Financial||Saint Charles, MO||Feb 2013 - Aug 2013||< 1|
|Francis Howell High School||St. Charles, MO||Aug 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2013|
|S65||NASAA Investment Advisors Law Examination||May 2013|
Total Assets Under Management53,887MILLIONS
Total Number of Accounts141,170ACCOUNTS
Average Account Value$381,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY