Walter RoddyCRD Number: 1385197
Current Firm: Cetera Advisor Networks LLC
Walter Roddy (CRD# 1385197) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Saint Louis, MO and has over 21 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Vicus Capital, Inc.||State College, PA||Jan 2018 - Current||< 1|
|Cetera Advisor Networks LLC||El Segundo, CA||Nov 2017 - Current||< 1|
|Enterprise Bank & Trust||Clayton, MO||Nov 2017 - Current||< 1|
|Mml Investors Services, LLC||St. Louis, MO||Mar 2017 - Nov 2017||< 1|
|Metlife Securities Inc.||Chesterfield, MO||Nov 2003 - Nov 2017||14|
|Metropolitan Life Insurance Co||Chesterfield, MO||Nov 2003 - Nov 2017||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1996|
|S65||NASAA Investment Advisors Law Examination||Apr 1997|
Total Assets Under Management15,298MILLIONS
Total Number of Accounts68,142ACCOUNTS
Average Account Value$224,499
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY