Mark WagnerCRD Number: 3165878
Current Firm: Lpl Financial LLC
Mark Wagner (CRD# 3165878) is an Investment Advisor Representative working at Lpl Financial LLC in Saint Marys, PA and has over 18 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Ic Advisory Services, Inc.
Infinex Investments, Inc.
|Lpl Financial LLC||St. Marys, PA||Nov 2012 - Current||4|
|Metlife Securities Inc.||Orchard Park, NY||Nov 1998 - Nov 2012||14|
|Metropolitan Life Insurance Company||Orchard Park, NY||Nov 1998 - Oct 2012||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||May 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops