Norval Thompson (CRD# 1026131) is an Investment Advisor Representative working at St. Michaels Asset Management, LLC in Saint Michaels, MD and has over 41 years of experience in the finance industry.
CRD# 2185673
Cornerstone Advisory
CRD# 4449737
Morgan Stanley
CRD# 2465262
Cambridge Investment Research Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| St. Michaels Asset Management, LLC | St. Michaels, MD | Jun 1999 - Current | 24 |
| N.e. Thompson & Company | St. Michaels, MD | Nov 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1982 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
- DC
- FL
- HI
- MD
- NJ
- PA
- TX
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Total Assets Under Management4MILLIONS
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Total Number of Accounts57ACCOUNTS
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Average Account Value$70,175
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
DC, DE, FL, HI, MD, NJ, PA, TX
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