Donald Phillips (CRD# 1194732) is an Investment Advisor Representative working at Greater Midwest Financial Group, LLC in Saint Paul, MN and has over 40 years of experience in the finance industry. Donald Phillips has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Greater Midwest Financial Group, LLC | St. Paul, MN | Jan 2023 - Current | 1 |
| Kestra Advisory Services, LLC | St Paul, MN | Apr 2016 - Current | 8 |
| Kestra Investment Services, LLC | St Paul, MN | May 2015 - Current | 8 |
| Nfp Advisor Services | Austin, TX | May 2015 - Apr 2016 | < 1 |
| Linsco Private Ledger | St. Paul, MN | Sep 2000 - May 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1983 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MN
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Total Assets Under Management424MILLIONS
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Total Number of Accounts2,204ACCOUNTS
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Average Account Value$192,598
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, IL, IN, MN, ND, NE, TX
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