Karen Rau, financial advisor Saint Paul MN

Karen Rau

CRD Number: 2645942
Current Firm: Fiduciary Counselling Inc.

Karen Rau (CRD# 2645942) is an Investment Advisor Representative working at Fiduciary Counselling Inc. in Saint Paul, MN and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Fiduciary Counselling Inc. St. Paul, MN Aug 2016 - Current 7
Fifth Third Bank South Elgin, IL Oct 2013 - Jul 2016 2
Fifth Third Securities South Elgin, IL Oct 2013 - Jul 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1995
S65 NASAA Investment Advisors Law Examination Nov 2005
Contact Info for Karen P. Rau
Phone Number: 651-228-0935
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    9,489
    MILLIONS
  • Total Number of Accounts
    1,691
    ACCOUNTS
  • Average Account Value
    $5,611,207
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, FL, IL, MA, MD, MN, MT, NC, NH, NV, NY, OR, PA, SC, TX, WA

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