Warren West, financial advisor Saint Peter MN

Warren West

CRD Number: 463907
Current Firm: Principal Securities, Inc.

Warren West (CRD# 463907) is an Investment Advisor Representative working at Principal Securities, Inc. in Saint Peter, MN and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
West & Mager Insurance & Financial Services St Peter, MN Mar 2019 - Current 5
Principal Securities Inc. Saint Peter, MN Mar 2016 - Current 8
Principal Life Insurance Comp Des Moines, IA Jul 1998 - Current 25
Princor Financial Services Corporation Saint Peter, MN Jun 1976 - Mar 2016 39
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination May 1998
Contact Info for Warren W. West
Phone Number: 888-774-6267
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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