James WaterburyCRD Number: 1209758
Current Firm: Raymond James Financial Services Advisors, Inc.
James Waterbury (CRD# 1209758) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Saint Petersburg, FL and has over 29 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Raymond James Financial Services Advisors, Inc.||St. Petersburg, FL||Jan 2010 - Current||7|
|Raymond James Financial Services,inc.||St. Petersburg, FL||Mar 2007 - Current||9|
|Waterbury Financial Corp||St Petersburg, FL||Jan 2002 - Current||15|
|Ameritas Investment Corp||Largo, FL||May 2002 - Mar 2007||4|
|Ameritas Variable Life Insurance Co||Largo, FL||May 2002 - Mar 2007||4|
|Ameritas Life Insurance Corp||Largo, FL||May 2002 - Mar 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1987|
|S65||NASAA Investment Advisors Law Examination||Oct 2000|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV