Joshua Ferguson, financial advisor Saint Simons Island GA
93 score

Joshua Ferguson

CRD Number: 5547901
Current Firm: Northwestern Mutual Investment Services,llc

Joshua Ferguson (CRD# 5547901) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Saint Simons Island, GA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC St Simons Island, GA Jul 2016 - Current < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jul 2016 - Current < 1
Bank Of America N.a. St Simons, GA Nov 2014 - Jul 2016 1
Merrill Lynch Saint Simons, GA Oct 2014 - Jul 2016 1
Suntrust Savannah, GA Nov 2008 - Oct 2014 5
Enterprise Savannah, GA Jun 2003 - Nov 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Joshua P. Ferguson
Phone Number: 866-664-7737
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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