Shalisa Pierce (CRD# 1918112) is an Investment Advisor Representative working at Waddell & Reed in Salem, OR and has over 10 years of experience in the finance industry. Shalisa Pierce has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6072682
True Private Wealth Advisors, LLC
Score
100
CRD# 1356662
H. Beck, Inc.
Score
96
CRD# 2293868
Sagepoint Financial, Inc.
Score
96
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rotary Club Of Salem | Salem, OR | Jun 2016 - Current | 1 |
| 'mazing You Conference | Salem, OR | May 2016 - Current | 1 |
| The Center For Hope And Safety | Salem, OR | Jun 2013 - Current | 4 |
| Waddell & Reed, Inc. | Salem, OR | May 2011 - Current | 6 |
| Various Insurance Carriers For W & R Insurance Agencies | Salem, OR | May 2011 - Current | 6 |
| Sha-arabians | Danville, CA | Jan 2005 - Current | 12 |
| Society Of Financial Services Professionals-oregon | Eugene, OR | Sep 2012 - May 2016 | 3 |
| Futurity First Insurance Group | Rocky Hill, CT | Dec 2008 - Dec 2010 | 2 |
| Futurity First Investment Services | Rocky Hill, CT | Dec 2008 - Dec 2010 | 2 |
| Tiaa-cref Individual And Institutional Services, LLC | Charlotte, NC | Jul 2005 - Aug 2008 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2007 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
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- CA
- CO
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- DE
- DC
- FL
- GA
- ID
- IL
- IN
- IA
- KS
- KY
- LA
- ME
- MD
- MI
- MN
- MS
- MO
- MT
- NE
- NV
- NH
- NJ
- NM
- NC
- ND
- OH
- RI
- SC
- SD
- TX
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- VA
- WV
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- VI
- WA
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Total Assets Under Management18,309MILLIONS
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Total Number of Accounts149,599ACCOUNTS
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Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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