Judith Somers, financial advisor Salida CO
93 score

Judith Somers

CRD Number: 1104778
Current Firm: Investment Centers Of America, Inc.

Judith Somers (CRD# 1104778) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Salida, CO and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Investment Centers Of America Buena Vista, CO Aug 2012 - Current 4
Edward Jones Buena Vista, CO Jan 2010 - Jul 2012 2
City Market Buena Vista, CO May 2009 - May 2010 1
Summit Wealth Group Colorado Springs, CO Aug 2008 - Nov 2009 1
Commonwealth Financial Network Waltham, MA Aug 2008 - Nov 2009 1
King Soopers Colorado Springs, CO Aug 2008 - May 2009 < 1
Ubs Financial Services Inc. Black Forest, CO Feb 2005 - Aug 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1993
S66 NASAA Uniform Combined State Law Examination May 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Judith M. Somers
Phone Number: 866-275-4422
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    3,133
    MILLIONS
  • Total Number of Accounts
    23,134
    ACCOUNTS
  • Average Account Value
    $135,424
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93

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