Douglas SteinCRD Number: 1811767
Current Firm: Wells Fargo Advisors, LLC
Douglas Stein (CRD# 1811767) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Salina, KS and has over 29 years of experience in the finance industry. Douglas Stein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Mwa Financial Services, Inc.
Wells Fargo Advisors, LLC
Cambridge Investment Research Advisors, Inc.
|Wells Fargo Advisors LLC||Salina, KS||May 2009 - Current||8|
|Wachovia Securities, LLC||Salina, KS||Jan 2008 - May 2009||1|
|A.g. Edwards||Salina, KS||Mar 1996 - Jan 2008||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1988|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV