Kara LewisCRD Number: 5923732
Current Firm: Edward Jones
Kara Lewis (CRD# 5923732) is an Investment Advisor Representative working at Edward Jones in Salisbury, MD and has over 5 years of experience in the finance industry.
Investacorp Advisory Services Inc.
Cadaret Grant & Co Inc.
|Edward Jones||St Louis, MO||May 2011 - Current||6|
|Unemployed||Salisbury, MD||Mar 2011 - May 2011||< 1|
|Harold R. White Company Inc.||Salisbury, MD||Oct 2010 - Mar 2011||< 1|
|American Promotional Events, Inc.||Florence, AL||May 2007 - Sep 2010||3|
|Hilton Construction, Inc.||Salisbury, MD||Mar 2003 - May 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV