David ToeppeCRD Number: 5556937
Current Firm: Cambridge Investment Research Advisors, Inc.
David Toeppe (CRD# 5556937) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Salisbury, NC and has over 8 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
|Cambridge Investment Research Inc.||Fairfield, IA||Feb 2015 - Current||2|
|Cambridge Investment Research Advisors Inc.||Fairfield, IA||Feb 2015 - Current||2|
|Parkland Securities||Ann Arbor, MI||Aug 2014 - Feb 2015||< 1|
|Sigma Planning Corporation||Ann Arbor, MI||Aug 2009 - Feb 2015||5|
|Sammons Securities||Ann Arbor, MI||Jul 2014 - Aug 2014||< 1|
|Sigma Financial Corporation||Ann Arbor, MI||Aug 2009 - Jul 2014||4|
|Unemployed||Monroe, MI||Jun 2009 - Aug 2009||< 1|
|Edward Jones||St Louis, MO||Jun 2008 - Jun 2009||1|
|Western Michigan University||Kalamazoo, MI||Sep 2007 - Apr 2008||< 1|
|Monroe County Community Credit Union||Monroe, MI||May 2007 - Sep 2007||< 1|
|Western Michigan University||Kalamazoo, MI||Sep 2006 - May 2007||< 1|
|Floral City Tree Service||Monroe, MI||May 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops