Robert WilliamsCRD Number: 708019
Current Firm: Mml Investors Services, LLC
Robert Williams (CRD# 708019) is an Investment Advisor Representative working at Mml Investors Services, LLC in Salisbury, NC and has over 37 years of experience in the finance industry.
Advice And Planning Services
|Mml Investors Services, LLC||Salisbury, NC||Mar 2017 - Current||5|
|Massmutual Life Insurance Co||Salisbury, NC||Jul 2016 - Current||6|
|Metlife Securities Inc.||Salisbury, ND||Apr 2006 - Mar 2017||10|
|Metropolitan Life Insurance Company||Salisbury, NC||Apr 2006 - Jul 2016||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management62,946MILLIONS
Total Number of Accounts287,089ACCOUNTS
Average Account Value$219,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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