Robert Williams, financial advisor Salisbury NC

Robert Williams

CRD Number: 708019
Current Firm: Mml Investors Services, LLC

Robert Williams (CRD# 708019) is an Investment Advisor Representative working at Mml Investors Services, LLC in Salisbury, NC and has over 37 years of experience in the finance industry.

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Advice And Planning Services
Company Name Location Dates Years
Mml Investors Services, LLC Salisbury, NC Mar 2017 - Current 5
Massmutual Life Insurance Co Salisbury, NC Jul 2016 - Current 6
Metlife Securities Inc. Salisbury, ND Apr 2006 - Mar 2017 10
Metropolitan Life Insurance Company Salisbury, NC Apr 2006 - Jul 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1984
S65 NASAA Investment Advisors Law Examination Aug 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Robert L. Williams
Phone Number: (413)737-8400
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    62,946
    MILLIONS
  • Total Number of Accounts
    287,089
    ACCOUNTS
  • Average Account Value
    $219,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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