Alan PaulsonCRD Number: 5459586
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Alan Paulson (CRD# 5459586) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Salt Lake City, UT and has over 9 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Salt Lake City, UT||Dec 2007 - Current||9|
|Pdl Biopharma, Inc.||Denver, CO||May 2006 - Dec 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)