Brett Caldwell, financial advisor Salt Lake City UT
88 score

Brett Caldwell

CRD Number: 6417819
Current Firm: Financial Insight Center

Brett Caldwell (CRD# 6417819) is an Investment Advisor Representative working at Financial Insight Center in Salt Lake City, UT and has over 2 years of experience in the finance industry.

Similar Advisors
Jeffrey Zesiger, financial advisor Salt Lake City UT
Jeffrey D. Zesiger
CRD# 2649450
Uma Financial Services Inc.
Similar Advisors
Brady Ririe, financial advisor Salt Lake City UT
Brady H. Ririe
CRD# 5747247
Morgan Stanley
Similar Advisors
Alan Battles, financial advisor Salt Lake City UT
Alan R. Battles
CRD# 1008455
Brighton Wealth Management, Inc.
Company Name Location Dates Years
Financial Insight Center Salt Lake City, UT Mar 2016 - Current 1
The Insight Group Insurance Agency, LLC Salt Lake City, UT Jun 2014 - Current 2
The Insight Group Inc. Salt Lake City, UT Nov 2014 - Mar 2016 1
Utah State Tax Commission Salt Lake City, UT Jan 2013 - Jun 2014 1
Utah State University Logan, UT Aug 2006 - Dec 2012 6
Liberty Tax Service Logan, UT Jan 2012 - Apr 2012 < 1
Kmart Layton/murray, UT Feb 2009 - May 2011 2
Atk Magna, UT Jul 2007 - Aug 2007 < 1
Wiser Manufacturing Hyrum, UT Jun 2006 - May 2007 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Brett V. Caldwell
Phone Number: (801) 449-3239
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Brett Caldwell and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.