Carter Allen, financial advisor Salt Lake City UT

Carter Allen

CRD Number: 6971991
Current Firm: Alta Capital Management LLC

Carter Allen (CRD# 6971991) is an Investment Advisor Representative working at Alta Capital Management LLC in Salt Lake City, UT and has over 4 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Alta Capital Management Salt Lake City, UT May 2019 - Current 5
University Of Wisconsin Madison Madison, WI Aug 2018 - May 2019 < 1
Univerisity Of Wisconsin Madison Madison, WI Aug 2018 - May 2019 < 1
Geneva Capital Management Milwaukee, WI Jun 2018 - Aug 2018 < 1
Isthmus Partners LLC Madison, WI Jun 2017 - Aug 2018 1
University Of Wisconsin Madison Madison, WI Aug 2017 - May 2018 < 1
Unemployed Madison, WI May 2017 - Jun 2017 < 1
University Of Wisconsin Madison Madison, WI Aug 2016 - May 2017 < 1
Milwaukee Electric Tool Corp Brookfield, WI May 2016 - Aug 2016 < 1
University Of Wisconsin Madison Madison, WI Aug 2015 - May 2016 < 1
Milwaukee Electric Tool Corp Brookfield, WI May 2015 - Aug 2015 < 1
University Of Wisconsin Madison Madison, WI Aug 2014 - May 2015 < 1
Unemployed Pewaukee, WI Jun 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2019
Contact Info for Carter D. Allen
Phone Number: 801-274-6010
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    1,710
    MILLIONS
  • Total Number of Accounts
    1,396
    ACCOUNTS
  • Average Account Value
    $1,225,130
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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