Gary TeranCRD Number: 1076442
Current Firm: First Western Advisors
Gary Teran (CRD# 1076442) is an Investment Advisor Representative working at First Western Advisors in Salt Lake City, UT and has over 34 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|First Western Advisors||Salt Lake City, UT||May 1984 - Current||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1982|
|S65||NASAA Investment Advisors Law Examination||Jul 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management214MILLIONS
Total Number of Accounts1,624ACCOUNTS
Average Account Value$131,958
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, FL, GA, ID, LA, MO, NC, NH, NV, NY, OH, OK, OR, TX, UT, WA, WI