James MerchantCRD Number: 1899264
Current Firm: Western Investment LLC
James Merchant (CRD# 1899264) is an Investment Advisor Representative working at Western Investment LLC in Salt Lake City, UT and has over 28 years of experience in the finance industry.
Uma Financial Services Inc.
|Western Investment LLC||Salt Lake City, UT||Aug 2008 - Current||8|
|Benchmark Plus Management LLC||Tacoma, WA||Jan 2004 - Jul 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1989|
|S65||NASAA Investment Advisors Law Examination||Sep 1998|
Total Assets Under Management100MILLIONS
Total Number of Accounts3ACCOUNTS
Average Account Value$33,461,054
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)