James MerchantCRD Number: 1899264
Current Firm: Western Investment LLC
James Merchant (CRD# 1899264) is an Investment Advisor Representative working at Western Investment LLC in Salt Lake City, UT and has over 28 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Western Investment LLC||Salt Lake City, UT||Aug 2008 - Current||8|
|Benchmark Plus Management LLC||Tacoma, WA||Jan 2004 - Jul 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1989|
|S65||NASAA Investment Advisors Law Examination||Sep 1998|
Total Assets Under Management100MILLIONS
Total Number of Accounts3ACCOUNTS
Average Account Value$33,461,054
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)