
John Hallgren (CRD# 1792554) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Salt Lake City, UT and has over 30 years of experience in the finance industry.

CRD# 2649450
Uma Financial Services Inc.
Score
101
CRD# 5747247
Morgan Stanley
Score
103

CRD# 1008455
Brighton Wealth Management, Inc.
Score
98
Company Name | Location | Dates | Years |
---|---|---|---|
Rbc Capital Markets, LLC | Salt Lake City, UT | Sep 2015 - Current | 2 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Sep 2015 | < 1 |
Morgan Stanley Smith Barney | Salt Lake City, UT | Jun 2009 - Sep 2015 | 6 |
Morgan Stanley & Company, Incorporated | Salt Lake City, UT | Apr 2007 - Sep 2015 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1988 |
S65 | NASAA Investment Advisors Law Examination | Dec 1996 |
- UT
-
Total Assets Under Management106,032MILLIONS
-
Total Number of Accounts254,944ACCOUNTS
-
Average Account Value$415,903
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.