John RichardsCRD Number: 1227341
Current Firm: Packerland Brokerage Services, Inc.
John Richards (CRD# 1227341) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Salt Lake City, UT and has over 32 years of experience in the finance industry.
Uma Financial Services Inc.
|Packerland Brokerage Services||Green Bay, WI||Dec 2014 - Current||3|
|Parkland Securities, LLC||Ann Arbor, MI||Aug 2014 - Nov 2014||< 1|
|Sammons Securities Company, LLC||Ann Arbor, MI||Feb 2002 - Aug 2014||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1985|
|S65||NASAA Investment Advisors Law Examination||May 2009|
Total Assets Under Management155MILLIONS
Total Number of Accounts1,130ACCOUNTS
Average Account Value$137,435
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, FL, IA, IL, IN, KS, MA, MI, MN, MO, MT, NC, ND, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WI