John RichardsCRD Number: 1227341
Current Firm: Packerland Brokerage Services, Inc.
John Richards (CRD# 1227341) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Salt Lake City, UT and has over 32 years of experience in the finance industry.
Uma Financial Services Inc.
|Packerland Brokerage Services||Green Bay, WI||Dec 2014 - Current||3|
|Parkland Securities, LLC||Ann Arbor, MI||Aug 2014 - Nov 2014||< 1|
|Sammons Securities Company, LLC||Ann Arbor, MI||Feb 2002 - Aug 2014||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1985|
|S65||NASAA Investment Advisors Law Examination||May 2009|
Total Assets Under Management239MILLIONS
Total Number of Accounts1,722ACCOUNTS
Average Account Value$138,539
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI