Joseph Pond, financial advisor Salt Lake City UT
89 score

Joseph Pond

CRD Number: 6255589
Current Firm: Securian Financial Services, Inc.

Joseph Pond (CRD# 6255589) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Salt Lake City, UT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Minnestoa Life Insurance Co St Paul, MN Oct 2013 - Current 3
Securian Financial Services Inc. St Paul, MN Oct 2013 - Current 3
Strategic Financial Partners Salt Lake City, UT Oct 2013 - Current 3
Mainstreet Valuations Salt Lake City, UT May 2013 - Current 3
Securian Financial Services Inc. St Paul, MN Sep 2013 - Oct 2013 < 1
Stragetic Financial Partners Salt Lake City, UT Sep 2013 - Oct 2013 < 1
University Of Utah Salt Lake City, UT Aug 2008 - Jun 2013 4
Gold's Gym Salt Lake City, UT Jun 2012 - Dec 2012 < 1
Judge Memorial Hs Salt Lake City, UT Aug 2004 - Jun 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Joseph E. Pond
Phone Number: 651-665-5609
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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