Katherine KingCRD Number: 6375775
Current Firm: Lpl Financial LLC
Katherine King (CRD# 6375775) is an Investment Advisor Representative working at Lpl Financial LLC in Salt Lake City, UT and has over 2 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Zions Bank||Salt Lake City, UT||Nov 2015 - Current||1|
|Lpl||Salt Lake City, UT||Nov 2015 - Current||1|
|Key Investment Services||Murray, UT||Jun 2014 - Nov 2015||1|
|Key Bank||Salt Lake City, UT||Sep 2005 - Nov 2015||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV