Katherine King, financial advisor Salt Lake City UT

Katherine King

CRD Number: 6375775
Current Firm: Lpl Financial LLC

Katherine King (CRD# 6375775) is an Investment Advisor Representative working at Lpl Financial LLC in Salt Lake City, UT and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Salt Lake City, UT Nov 2015 - Current 8
Zions Bank Salt Lake City, UT Nov 2015 - Current 8
Key Investment Services Murray, UT Jun 2014 - Nov 2015 1
Key Bank Salt Lake City, UT Sep 2005 - Nov 2015 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Katherine King
Phone Number: 704-733-3300
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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