Les BarberCRD Number: 1256348
Current Firm: Royal Alliance Associates, Inc.
Les Barber (CRD# 1256348) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Salt Lake City, UT and has over 33 years of experience in the finance industry.
Uma Financial Services Inc.
|Royal Alliance||Salt Lake City, UT||Feb 2013 - Current||4|
|Lincoln Financial Advisors||Salt Lake City, UT||Mar 2004 - Feb 2013||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S66||NASAA Uniform Combined State Law Examination||May 2004|
- Employer Dispute
- Customer Dispute
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops